SEC Form 4 · accession 0001140361-17-015115
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent Nee Hung Yee
Officer — Sr. Vice President
Period of report
Mar 28, 2017
Accepted (ET)
Apr 6, 2017 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common Stock | Mar 28, 2017 | A | 3,978 | $32.07 | A | 44,278 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 800 | 1,600 | D |
| DXP Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1The terms of the grant provide for vesting in five equal installments on the anniversary of the grant date. Grant date 02/19/2014.
- F2The terms of the grant provide for vesting in one installment on the anniversary of the grant date. Grant date 08/09/2016.