SEC Form 4 · accession 0001140361-17-003494
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cletus Davis
Director
Period of report
Jan 30, 2017
Accepted (ET)
Jan 30, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common Stock | Jan 30, 2017 | S | 3,065 | $38.78 | D | 12,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 4,851 | 4,851 | D |
Explanation of responses
- F1Grant Date July 1, 2016. The terms of the grant provide for vesting in one installment on the one year anniversary of the grant date.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 19, 2016.