SEC Form 4 · accession 0001140361-16-088749
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cletus Davis
Director
Period of report
Sep 30, 2016
Accepted (ET)
Dec 5, 2016 · 11:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common Stock | Sep 30, 2016 | S | 2,000 | $27.40 | D | 17,770 | D | |
| DXP Common Stock | Nov 30, 2016 | S | 2,000 | $30.33 | D | 15,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 4,851 | 4,851 | D |
Explanation of responses
- F1Grant Date July 1, 2016. The terms of the grant provide for vesting in one installment on the one year anniversary of the grant date.