SEC Form 4 · accession 0001140361-16-080009
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary A Messersmith
Officer — SR VP LEGAL COUNSEL
Period of report
Sep 12, 2016
Accepted (ET)
Sep 16, 2016 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common Stock | Sep 12, 2016 | S | 10,000 | $26.91 | D | 7,080 | D | |
| DXP Common Stock | Sep 13, 2016 | S | 4,500 | $26.73 | D | 2,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 12,000 | 24,000 | D |
Explanation of responses
- F1The terms of the grant provide for vesting in five equal installments on the anniversary of the grant. 60,000 shares granted 01/01/2013.