SEC Form 5 · accession 0001140361-16-056839
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Jay Jeffery
Officer — SVP
Period of report
Dec 31, 2015
Accepted (ET)
Mar 7, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common Stock | holding | — | — | — | 15,840 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF2 | $0.00 | Mar 10, 2015 | A | 3,000 | A | — | — | DXP Common Stock | 3,000 | 3,000 | D |
| DXP Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The terms of the grant provide for vesting in five equal installments on the anniversary date of the grant. Grant date 08/10/2011.
- F2The terms of the grant provide for vesting in three equal installments on the anniversary of the grant date. Grant date 03/10/2015.