SEC Form 4 · accession 0001140361-15-045021
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Little
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Oct 24, 2015
Accepted (ET)
Dec 17, 2015 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common Stock | Oct 24, 2015 | M | 2,393 | $31.58 | A | 1,395,351 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 4,000 | 0 | D |
| DXP Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 3,124 | 3,123 | D |
| DXP Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 3,000 | 6,000 | D |
| DXP Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The terms of the grant provide for vesting in equal amounts over ten years on the anniversary date of the grant. [Grant Date October 24, 2007 - 40,000 shares]
- F2The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2013 - 9,371 shares]
- F3The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2014 - 9,000 shares]
- F4The terms of the grant provide for vesting in equal amounts over three years on the anniversary date of the grant. [Grant Date March 31, 2015 - 3,000 shares]