SEC Form 4 · accession 0001140361-15-032781
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Jay Jeffery
Officer — SVP
Period of report
Aug 10, 2015
Accepted (ET)
Aug 19, 2015 · 11:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Common Stock | Aug 10, 2015 | M | 727 | $0.00 | A | 15,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF2 | $0.00 | Aug 10, 2015 | M | 1,000 | D | — | — | DXP Common Stock | 1,000 | 1,000 | D |
| DXP Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 1,000 | 1,000 | D |
| DXP Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The terms of the grant provide for vesting in five equal installments on the anniversary date of the grant. Grant date 10/28/2010
- F2The terms of the grant provide for vesting in five equal installments on the anniversary date of the grant. Grant date: 08/10/2011
- F3The terms of the grant provide for vesting in three equal installments on the anniversary of the grant date. Grant date 02/29/2012