SEC Form 5 · accession 0001140361-15-007949
DXP ENTERPRISES INC · DXPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent Nee Hung Yee
Officer — Sr. Vice President
Period of report
Dec 31, 2014
Accepted (ET)
Feb 19, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020710
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DXP Enterprises, Inc, | Feb 28, 2014 | M | 537 | $101.76 | A | 18,923 | D | |
| DXP Enterprises, Inc, | Mar 3, 2014 | M | 6,973 | $100.90 | A | 25,896 | D | |
| DXP Enterprises, Inc, | May 15, 2014 | P | 50 | $64.50 | A | 25,946 | D | |
| DXP Common Stock | holding | — | — | — | 18,386 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DXP Restricted Stock UnitsF2 | $0.00 | Feb 28, 2014 | M | 1,000 | D | — | — | DXP Common Stock | 1,000 | 1,000 | D |
| DXP Restricted Stock UnitsF1 | $0.00 | Mar 3, 2014 | M | 12,000 | D | — | — | DXP Common Stock | 12,000 | 24,000 | D |
| DXP Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | DXP Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1The terms of the grant provide for vesting in five equal installments on the anniversary of the grant date. Grant date 03/03/2011.
- F2The terms of the grant provide for vesting in three equal installments on the anniversary of the grant date. Grant date 02/29/2012.
- F3The terms of the grant provide for vesting in five equal installments on the anniversary of the grant date. Grant date 02/19/2014