SEC Form 4/A · accession 0001104659-18-035185
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patrick J Keddy
Officer — EVP, GM, N. America, W.Europe
Period of report
Feb 16, 2018
Accepted (ET)
May 22, 2018 · 9:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Feb 20, 2018 | M | 1,005 | $0.00 | A | 14,738 | D | |
| Common Stock, par value $.01 per shareF2 | Feb 20, 2018 | F | 471 | $32.12 | D | 14,267 | D | |
| Common Stock, par value $.01 per shareF3 | Feb 20, 2018 | M | 4,853 | $0.00 | A | 19,120 | D | |
| Common Stock, par value $.01 per shareF2 | Feb 20, 2018 | F | 2,280 | $32.12 | D | 16,840 | D | |
| Common Stock, par value $.01 per shareF4 | Feb 20, 2018 | M | 861 | $0.00 | A | 17,701 | D | |
| Common Stock, par value $.01 per shareF2 | Feb 20, 2018 | F | 404 | $32.12 | D | 17,297 | D | |
| Common Stock, par value $.01 per shareF5 | Feb 20, 2018 | M | 2,560 | $0.00 | A | 19,857 | D | |
| Common Stock, par value $.01 per shareF2 | Feb 20, 2018 | F | 1,203 | $32.12 | D | 18,654 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction is being reported to reflect the full vesting of performance units ("PUs") initially granted to the Reporting Person on February 19, 2015. Effective February 16, 2018, the Compensation Committee of Iron Mountain Incorporated's Board of Directors (the "Compensation Committee") determined the actual award of PUs under the grant after completion of the relevant performance period, and the PUs vested on February 20, 2018.
- F2This amendment is being filed to correct a clerical error in the number of shares withheld to satisfy the Reporting Person's tax obligation with respect to the vesting of PUs and restricted stock units ("RSUs").
- F3This transaction is being reported to reflect the full vesting of PUs initially granted to the Reporting Person on May 27, 2015. Effective February 16, 2018, the Compensation Committee determined the actual award of PUs under the grant after completion of the relevant performance period, and the PUs vested on February 20, 2018.
- F4This acquisition is reported to reflect the partial vesting of RSUs previously granted to the Reporting Person on February 19, 2015.
- F5This acquisition is reported to reflect the partial vesting of RSUs previously granted to the Reporting Person on February 18, 2016.