SEC Form 4 · accession 0001104659-18-001683
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Meaney
Officer — President and CEO · Director
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Jan 8, 2018 | M | 34,081 | $0.00 | A | 111,592 | D | |
| Common Stock, par value $.01 per share | Jan 8, 2018 | F | 12,053 | $36.77 | D | 99,539 | D | |
| Common Stock, par value $.01 per shareF3 | Jan 9, 2018 | S | 11,014 | $37.0892 | D | 88,525 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Jan 8, 2018 | M | 34,081 | D | — | — | Common Stock | 34,081 | 0 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on January 7, 2013.
- F2This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of May 8, 2017.
- F3The price reported in Column 4 is a weighted average price. These shares of Iron Mountain Incorporated common stock ("Common Stock") were sold in multiple transactions at prices ranging from $36.922 to $37.275, inclusive. The Reporting Person undertakes to provide Iron Mountain Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3).
- F4Each RSU represents a contingent right to receive one share of Common Stock.
- F5The RSUs, representing a contingent right to receive a total of 68,158 shares of Common Stock, were granted to the Reporting Person on January 7, 2013 and have vested in full. The number of RSUs granted includes previously reported RSUs allocated on November 4, 2014 in connection with the special distribution declared by the Board of Directors of the Company on September 15, 2014 and paid on November 4, 2014.