SEC Form 4 · accession 0001104659-17-047436
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart B Brown
Officer — EVP & Chief Financial Officer
Period of report
Jul 25, 2017
Accepted (ET)
Jul 27, 2017 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Jul 25, 2017 | M | 1,457 | $0.00 | A | 1,457 | D | |
| Common Stock, par value $.01 per share | Jul 25, 2017 | F | 472 | $34.86 | D | 985 | D | |
| Common Stock, par value $.01 per shareF1 | Jul 25, 2017 | M | 7,290 | $0.00 | A | 8,275 | D | |
| Common Stock, par value $.01 per share | Jul 25, 2017 | F | 2,365 | $34.86 | D | 5,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 25, 2017 | M | 1,457 | D | — | — | Common Stock | 1,457 | 2,921 | D |
| Restricted Stock UnitsF2,F4 | — | Jul 25, 2017 | M | 7,290 | D | — | — | Common Stock | 7,290 | 14,602 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on July 25, 2016.
- F2Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F3The RSUs, representing a contingent right to receive a total of 4,378 shares of Common Stock, were granted to the Reporting Person on July 25, 2016 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date.
- F4The RSUs, representing a contingent right to receive a total of 21,892 shares of Common Stock, were granted to the Reporting Person on July 25, 2016 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date.