SEC Form 4 · accession 0001104659-17-011362
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc A Duale
Officer — President, Iron Mountain Int'l
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 9:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Feb 21, 2017 | M | 1,929 | $0.00 | A | 35,809 | D | |
| Common Stock, par value $.01 per share | Feb 21, 2017 | F | 65 | $37.71 | D | 35,744 | D | |
| Common Stock, par value $.01 per shareF2 | Feb 21, 2017 | M | 8,532 | $0.00 | A | 44,276 | D | |
| Common Stock, par value $.01 per share | Feb 21, 2017 | F | 238 | $37.71 | D | 44,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 21, 2017 | M | 1,929 | D | — | — | Common Stock | 1,929 | 1,936 | D |
| Restricted Stock UnitsF3,F5 | — | Feb 21, 2017 | M | 8,532 | D | — | — | Common Stock | 8,532 | 17,091 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on February 19, 2015.
- F2This acquisition is reported to reflect the partial vesting of RSUs previously granted to the Reporting Person on February 18, 2016.
- F3Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F4The RSUs, representing a contingent right to receive a total of 5,794 shares of Common Stock, were granted to the Reporting Person on February 19, 2015 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date.
- F5The RSUs, representing a contingent right to receive a total of 25,623 shares of Common Stock, were granted to the Reporting Person on February 18, 2016 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date.