SEC Form 4 · accession 0001104659-17-009723
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anastasios Tsolakis
Officer — EVP, CIO, Global Svcs. Officer
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 9:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Feb 13, 2017 | M | 2,380 | $0.00 | A | 61,389 | D | |
| Common Stock, par value $.01 per share | Feb 13, 2017 | F | 898 | $37.49 | D | 60,491 | D | |
| Common Stock, par value $.01 per share | Feb 14, 2017 | S | 1,482 | $37.50 | D | 59,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 13, 2017 | M | 2,380 | D | — | — | Common Stock | 2,380 | 0 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on February 13, 2014.
- F2This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of May 13, 2016.
- F3Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F4The RSUs, representing a contingent right to receive a total of 7,124 shares of Common Stock, were granted to the Reporting Person on February 13, 2014 and have vested in full in three substantially equal annual installments the last of which was on February 13, 2017. The number of RSUs granted includes previously reported RSUs allocated on November 4, 2014 in connection with the special distribution declared by the Board of Directors of Iron Mountain Incorporated on September 15, 2014 and paid on November 4, 2014.