SEC Form 4 · accession 0001104659-16-160660
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Chatfield
Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 5, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2,F3 | Dec 2, 2016 | S | 954 | $32.7427 | D | 0 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction settled on the Australian Securities Exchange ("ASX") on December 2, 2016.
- F2Represents the Issuer's CHESS Depository Interests ("CDIs"), trading on ASX. Each CDI represents a beneficial interest in one share of the Issuer's common stock.
- F3The price reported represents the weighted average sales price on ASX of AU$43.9087, as converted into U.S. dollars at the exchange rate of AU$1.00 to USD$0.7457, as in effect on December 2, 2016. Actual sales prices ranged from AU$43.9000 to AU$43.9600, inclusive, or US$32.7362 to US$32.7810. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of CDIs sold at each separate price within the range set forth in this footnote.