SEC Form 4 · accession 0001104659-16-144695
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Bicks
Officer — Sr. VP and Chief Strategy Ofc.
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF2 | Sep 12, 2016 | S | 2,773 | $36.32 | D | 914 | D | |
| Common Stock, par value $.01 per share | Sep 12, 2016 | M | 2,782 | $0.00 | A | 3,696 | D | |
| Common Stock, par value $.01 per share | Sep 12, 2016 | F | 902 | $36.61 | D | 2,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Sep 12, 2016 | M | 2,782 | D | — | — | Common Stock | 2,782 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of May 2, 2016.
- F2Represents 2,773 shares held by the The Edward T. Bicks Living Trust dated October 27, 2015, a living trust of which the Reporting Person is a co-trustee and a beneficiary, and retains the absolute right to make investment decisions.
- F3This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on September 10, 2013.
- F4Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F5The RSUs, representing a contingent right to receive a total of 8,346 shares of Common Stock, were granted to the Reporting Person on September 10, 2013 and have vested in full in three substantially equal annual installments, the last of which was on September 12, 2016.