SEC Form 4 · accession 0001104659-16-133941
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deirdre Evens
Officer — Exec. VP, Chief People Officer
Period of report
Jul 21, 2016
Accepted (ET)
Jul 22, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Jul 21, 2016 | M | 1,911 | $0.00 | A | 1,911 | D | |
| Common Stock, par value $.01 per share | Jul 21, 2016 | F | 620 | $40.27 | D | 1,291 | D | |
| Common Stock, par value $.01 per shareF1 | Jul 21, 2016 | M | 7,963 | $0.00 | A | 9,254 | D | |
| Common Stock, par value $.01 per share | Jul 21, 2016 | F | 2,583 | $40.27 | D | 6,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 21, 2016 | M | 1,911 | D | — | — | Common Stock | 1,911 | 3,828 | D |
| Restricted Stock UnitsF2,F4 | — | Jul 21, 2016 | M | 7,963 | D | — | — | Common Stock | 7,963 | 15,952 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on July 21, 2015.
- F2Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F3The RSUs, representing a contingent right to receive a total of 5,739 shares of Common Stock, were granted to the Reporting Person on July 21, 2015 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date.
- F4The RSUs, representing a contingent right to receive a total of 23,915 shares of Common Stock, were granted to the Reporting Person on July 21, 2015 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date.