SEC Form 4 · accession 0001104659-16-131345
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anastasios Tsolakis
Officer — EVP, CIO, Global Svcs. Officer
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Jul 1, 2016 | M | 7,364 | $22.7855 | A | 66,373 | D | |
| Common Stock, par value $.01 per share | Jul 1, 2016 | S | 7,364 | $40.00 | D | 59,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $22.7855 | Jul 1, 2016 | M | 7,364 | D | — | Mar 11, 2021 | Common Stock | 7,364 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of May 13, 2016.
- F2This stock option, representing a right to purchase a total of 7,364 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the special distribution declared by the Board of Directors of the Issuer on September 15, 2014 and paid on November 4, 2014.