SEC Form 4 · accession 0001104659-16-131344
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Bicks
Officer — Sr.VP & Chief Strategy Officer
Period of report
Jul 5, 2016
Accepted (ET)
Jul 6, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF2 | Jul 5, 2016 | M | 1,459 | $24.8037 | A | 5,146 | D | |
| Common Stock, par value $.01 per shareF2 | Jul 5, 2016 | S | 1,459 | $40.25 | D | 3,687 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $24.8037 | Jul 5, 2016 | M | 1,459 | D | — | Feb 13, 2024 | Common Stock | 1,459 | 2,922 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of May 2, 2016.
- F2Includes 2,773 shares held by the The Edward T. Bicks Living Trust dated October 27, 2015, a living trust of which the Reporting Person is a co-trustee and a beneficiary, and retains the absolute right to make investment decisions.
- F3This stock option, representing a right to purchase a total of 4,381 shares, has vested with respect to 2,918 shares. The remaining shares vest on February 13, 2017.