SEC Form 4 · accession 0001104659-16-131343
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest W Cloutier
Officer — EVP, Gen. Counsel, Secretary
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF2 | Jul 1, 2016 | S | 3,000 | $39.852 | D | 38,622 | D | |
| Common Stock, par value $.01 per share | Jul 1, 2016 | M | 16,426 | $30.427 | A | 55,048 | D | |
| Common Stock, par value $.01 per shareF3 | Jul 1, 2016 | S | 16,426 | $39.93 | D | 38,622 | D | |
| Common Stock, par value $.01 per share | Jul 1, 2016 | M | 115,033 | $30.427 | A | 153,655 | D | |
| Common Stock, par value $.01 per shareF3 | Jul 1, 2016 | S | 115,033 | $39.927 | D | 38,622 | D | |
| Common Stock, par value $.01 per share | Jul 1, 2016 | M | 3 | $30.427 | A | 38,625 | D | |
| Common Stock, par value $.01 per share | Jul 1, 2016 | S | 3 | $39.92 | D | 38,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $30.427 | Jul 1, 2016 | M | 16,426 | D | — | Dec 6, 2017 | Common Stock | 16,426 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $30.427 | Jul 1, 2016 | M | 115,033 | D | — | Dec 5, 2017 | Common Stock | 115,033 | 0 | D |
| Employee Stock Option (Right to Buy) | $30.427 | Jul 1, 2016 | M | 3 | D | Dec 6, 2012 | Dec 6, 2017 | Common Stock | 3 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of April 29, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.850 to $39.852, inclusive. The Reporting Person undertakes to provide to Iron Mountain Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.850 to $40.000, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
- F4This stock option, representing a right to purchase a total of 16,426 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the special distribution declared by the Board of Directors of the Company on September 15, 2014 and paid on November 4, 2014 (the "Special Distribution").
- F5This stock option, representing a right to purchase a total of 115,033 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the Special Distribution.