SEC Form 4 · accession 0001104659-16-128829
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc A Duale
Officer — President, Iron Mountain Int'l
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Jun 20, 2016 | S | 9,000 | $38.25 | D | 31,011 | D | |
| Common Stock, par value $.01 per share | Jun 20, 2016 | M | 8,757 | $24.804 | A | 39,768 | D | |
| Common Stock, par value $.01 per share | Jun 20, 2016 | S | 8,757 | $38.25 | D | 31,011 | D | |
| Common Stock, par value $.01 per share | Jun 20, 2016 | M | 11,345 | $22.036 | A | 42,356 | D | |
| Common Stock, par value $.01 per share | Jun 20, 2016 | S | 11,345 | $38.25 | D | 31,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $24.804 | Jun 20, 2016 | M | 8,757 | D | — | Feb 13, 2024 | Common Stock | 8,757 | 8,783 | D |
| Employee Stock Option (Right to Buy)F3 | $22.036 | Jun 20, 2016 | M | 11,345 | D | — | Mar 1, 2019 | Common Stock | 11,345 | 11,347 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of May 19, 2016.
- F2This stock option, representing a right to purchase a total of 17,540 shares, vests in substantially equal annual installments on February 13 of each year until 2017. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the special distribution declared by the Board of Directors of Iron Mountain Incorporated on September 15, 2014 and paid on November 4, 2014 (the "Special Distribution").
- F3This stock option, representing a right to purchase a total of 22,692 shares, vests in substantially equal annual installments on March 2 of each year until 2017. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the Special Distribution.