SEC Form 4 · accession 0001104659-16-127123
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Keddy
Officer — Exec.VP,GM.N.America,W.Europe
Period of report
Jun 10, 2016
Accepted (ET)
Jun 14, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Jun 10, 2016 | M | 42,843 | $24.083 | A | 52,127 | D | |
| Common Stock, par value $.01 per shareF2 | Jun 10, 2016 | S | 42,843 | $37.134 | D | 9,284 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $24.083 | Jun 10, 2016 | M | 42,843 | D | — | Nov 29, 2021 | Common Stock | 42,843 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of May 11, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.27, inclusive. The Reporting Person undertakes to provide to Iron Mountain Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- F3This stock option, representing a right to purchase a total of 42,843 shares, is fully vested.