SEC Form 4 · accession 0001104659-16-117787
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clark H Bailey
Director
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | May 2, 2016 | M | 9,772 | $19.947 | A | 161,367 | D | |
| Common Stock, par value $.01 per share | May 2, 2016 | S | 6,868 | $37.07 | D | 154,499 | D | |
| Common Stock, par value $.01 per share | May 2, 2016 | S | 2,904 | $37.08 | D | 151,595 | D | |
| Common Stock, par value $.01 per shareF2 | holding | — | — | — | 12,409 | I | See footnote | |
| Common Stock, par value $.01 per shareF3 | holding | — | — | — | 12,409 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $19.947 | May 2, 2016 | M | 9,772 | D | — | May 24, 2016 | Common Stock | 9,772 | 0 | D |
Explanation of responses
- F1This amount has been reduced by one (1) share to correct a rounding error with respect to the number of shares of Iron Mountain common stock acquired by the Reporting Person on November 4, 2014 as a result of the Reporting Person's receipt of his pro rata portion of the special distribution declared by the Board of Directors of Iron Mountain Incorporated on September 15, 2014 and paid on November 4, 2014.
- F2Shares held by the Clarke H. Bailey GST Trust for the benefit of Trent S. Bailey.
- F3Shares held by the Clarke H. Bailey GST Trust for the benefit of Turner H. Bailey.
- F4This stock option, representing a right to purchase a total of 9,772 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the special distribution declared by the Board of Directors of the Issuer on September 15, 2014 and paid on November 4, 2014.