SEC Form 4 · accession 0001104659-16-112935
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc A Duale
Officer — President Iron Mountain Int'l
Period of report
Apr 18, 2016
Accepted (ET)
Apr 20, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Apr 18, 2016 | S | 12,501 | $35.00 | D | 51,211 | D | |
| Common Stock, par value $.01 per share | Apr 18, 2016 | S | 400 | $35.01 | D | 50,811 | D | |
| Common Stock, par value $.01 per share | Apr 18, 2016 | S | 10,800 | $35.02 | D | 40,011 | D | |
| Common Stock, par value $.01 per share | Apr 18, 2016 | M | 8,756 | $24.804 | A | 48,767 | D | |
| Common Stock, par value $.01 per share | Apr 18, 2016 | S | 8,756 | $35.00 | D | 40,011 | D | |
| Common Stock, par value $.01 per share | Apr 18, 2016 | M | 11,345 | $22.036 | A | 51,356 | D | |
| Common Stock, par value $.01 per share | Apr 18, 2016 | S | 11,345 | $35.00 | D | 40,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $24.804 | Apr 18, 2016 | M | 8,756 | D | — | Feb 13, 2024 | Common Stock | 8,756 | 17,540 | D |
| Employee Stock Option (Right to Buy)F3 | $22.036 | Apr 18, 2016 | M | 11,345 | D | — | Mar 1, 2019 | Common Stock | 11,345 | 22,692 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of December 1, 2015.
- F2This stock option, representing a right to purchase a total of 26,296 shares, vests in substantially equal annual installments on February 13 of each year until 2017. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the special distribution declared by the Board of Directors of Iron Mountain Incorporated on September 15, 2014 and paid on November 4, 2014 (the "Special Distribution").
- F3This stock option, representing a right to purchase a total of 34,037 shares, vests in substantially equal annual installments on March 2 of each year until 2017. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the Special Distribution.