SEC Form 4 · accession 0001104659-16-098200
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roderick Day
Officer — Chief Financial Officer
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Feb 16, 2016 | M | 1,317 | $0.00 | A | 19,441 | D | |
| Common Stock, par value $.01 per share | Feb 16, 2016 | F | 618 | $28.07 | D | 18,823 | D | |
| Common Stock, par value $.01 per shareF1 | Feb 16, 2016 | M | 1,237 | $0.00 | A | 20,060 | D | |
| Common Stock, par value $.01 per share | Feb 16, 2016 | F | 581 | $28.07 | D | 19,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 16, 2016 | M | 1,317 | D | — | — | Common Stock | 1,317 | 1,324 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 16, 2016 | M | 1,237 | D | — | — | Common Stock | 1,237 | 0 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on February 13, 2014.
- F2Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F3The RSUs, representing a contingent right to receive a total of 3,957 shares of Common Stock, were granted to the Reporting Person on February 13, 2014 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number of RSUs granted includes previously reported RSUs allocated on November 4, 2014 in connection with the special distribution declared by the Board of Directors of Iron Mountain Incorporated on September 15, 2014 and paid on November 4, 2014 (the "Special Distribution").
- F4The RSUs, representing a contingent right to receive a total of 2,474 shares of Common Stock, were granted to the Reporting Person on February 13, 2014 and have vested in two substantially equal annual installments, the last of which was on February 16, 2016. The number of RSUs granted includes previously reported RSUs allocated on November 4, 2014 in connection with the Special Distribution.