SEC Form 4 · accession 0001104659-15-045956
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roderick Day
Officer — Chief Financial Officer
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Jun 15, 2015 | M | 3,028 | $0.00 | A | 15,844 | D | |
| Common Stock, par value $.01 per share | Jun 15, 2015 | F | 1,423 | $31.70 | D | 14,421 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jun 15, 2015 | M | 3,028 | D | — | — | Common Stock | 3,028 | 0 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on June 13, 2012.
- F2Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F3The RSUs, representing a contingent right to receive a total of 8,612 shares of Common Stock, were granted to the Reporting Person on June 13, 2012 and have vested in full in three substantially equal annual installments, the last of which was on June 15, 2015. The number of RSUs granted includes previously reported RSUs allocated on November 4, 2014 in connection with the special distribution declared by the Board of Directors of Iron Mountain Incorporated on September 15, 2014 and paid on November 4, 2014.