SEC Form 4 · accession 0001104659-15-042603
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter C Rakowich
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | May 28, 2015 | A | 3,673 | A | — | — | Common Stock | 3,673 | 13,101 | D |
| Phantom StockF3,F2 | — | May 28, 2015 | A | 104 | A | — | — | Common Stock | 104 | 13,204 | D |
| Phantom StockF3,F2 | — | May 28, 2015 | A | 225 | A | — | — | Common Stock | 225 | 13,429 | D |
| Phantom StockF3,F2 | — | May 28, 2015 | A | 0 | A | — | — | Common Stock | 0 | 13,429 | D |
| Phantom StockF3,F2 | — | May 28, 2015 | A | 0 | A | — | — | Common Stock | 0 | 13,429 | D |
Explanation of responses
- F1Pursuant to the Reporting Person's election to participate in the Iron Mountain Incorporated Directors Deferred Compensation Plan (the "Plan") with respect to certain restricted stock units ("RSUs") received on May 28, 2015, which RSUs vest on the grant date, the shares of phantom stock (the "Phantom Shares") will become payable in Iron Mountain Incorporated common stock on various dates selected by the Reporting Person or as otherwise provided in the Plan. Each Phantom Share is the economic equivalent of one share of common stock.
- F2Pursuant to the Reporting Person's election to participate in the Plan, the Phantom Shares will become payable in shares of Iron Mountain Incorporated common stock on various dates selected by the Reporting Person or as otherwise provided in the Plan. Each Phantom Share is the economic equivalent of one share of common stock.
- F3These shares give effect to dividends paid on previously reported RSUs as if reinvested in Phantom Shares.