SEC Form 4 · accession 0001104659-15-020826
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roderick Day
Officer — Chief Financial Officer
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Mar 16, 2015 | M | 565 | $0.00 | A | 11,426 | D | |
| Common Stock, par value $.01 per share | Mar 16, 2015 | F | 265 | $37.38 | D | 11,161 | D | |
| Common Stock, par value $.01 per shareF2 | Mar 16, 2015 | M | 3,122 | $0.00 | A | 14,283 | D | |
| Common Stock, par value $.01 per share | Mar 16, 2015 | F | 1,467 | $37.38 | D | 12,816 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Mar 16, 2015 | M | 565 | D | — | — | Common Stock | 565 | 569 | D |
| Restricted Stock UnitsF3,F5 | — | Mar 16, 2015 | M | 3,122 | D | — | — | Common Stock | 3,122 | 6,258 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on March 15, 2013.
- F2This acquisition is reported to reflect the partial vesting of RSUs previously granted to the Reporting Person on March 14, 2014.
- F3Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F4The RSUs, representing a contingent right to receive a total of 1,657 shares of Common Stock, were granted to the Reporting Person on March 15, 2013 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number of RSUs granted includes previously reported RSUs allocated on November 4, 2014 in connection with the special distribution declared by the Board of Directors of Iron Mountain Incorporated on September 15, 2014 and paid on November 4, 2014 (the "Special Distribution").
- F5The RSUs, representing a contingent right to receive a total of 9,380 shares of Common Stock, were granted to the Reporting Person on March 14, 2014 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number of RSUs granted includes previously reported RSUs allocated on November 4, 2014 in connection with the Special Distribution.