SEC Form 4 · accession 0001020569-19-000096
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Meaney
Officer — President and CEO · Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | Feb 20, 2019 | S | 26,712 | $35.35 | D | 147,992 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $35.72 | Feb 20, 2019 | A | 345,295 | A | — | Feb 20, 2029 | Common Stock | 345,295 | 345,295 | D |
| Restricted Stock UnitsF4,F5 | — | Feb 20, 2019 | A | 69,288 | A | — | — | Common Stock | 69,288 | 69,288 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of May 3, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares of Iron Mountain Incorporated common stock ("Common Stock") were sold in multiple transactions at prices ranging from $35.25 to $35.42, inclusive. The Reporting Person undertakes to provide Iron Mountain Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2).
- F3This stock option becomes exercisable in three substantially equal annual installments beginning on the first anniversary of the grant date.
- F4Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock.
- F5The RSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.