SEC Form 4 · accession 0001020569-19-000095
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore MacLean
Officer — EVP, Adjacent Businesses
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Feb 20, 2019 | S | 3,152 | $35.39 | D | 18,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $35.72 | Feb 20, 2019 | A | 31,390 | A | — | Feb 20, 2029 | Common Stock | 31,390 | 31,390 | D |
| Restricted Stock UnitsF3,F4 | — | Feb 20, 2019 | A | 6,298 | A | — | — | Common Stock | 6,298 | 6,298 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of December 21, 2018.
- F2This stock option becomes exercisable in three substantially equal annual installments beginning on the first anniversary of the grant date.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Iron Mountain Incorporated common stock.
- F4The RSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.