SEC Form 4 · accession 0001020569-19-000066
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Tomovcsik
Officer — EVP, Chief Operating Officer
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 8:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | Feb 15, 2019 | M | 2,073 | $0.00 | A | 52,601 | D | |
| Common Stock, par value $.01 per share | Feb 15, 2019 | F | 679 | $35.12 | D | 51,922 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 15, 2019 | M | 2,073 | D | — | — | Common Stock | 2,073 | 4,154 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on February 15, 2018.
- F2Includes 613 shares acquired under the Iron Mountain Incorporated Employee Stock Purchase Plan since the last Section 16 filing by the Reporting Person.
- F3Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F4The RSUs, representing a contingent right to receive a total of 6,227 shares of Common Stock, were granted to the Reporting Person on February 15, 2018 and vest in three substantially equal annual installments beginning on the first anniversary of the grant date.