SEC Form 4 · accession 0001020569-19-000062
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clark H Bailey
Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Feb 15, 2019 | M | 9,108 | $23.0328 | A | 160,702 | D | |
| Common Stock, par value $.01 per share | Feb 15, 2019 | S | 9,108 | $35.155 | D | 151,594 | D | |
| Common Stock, par value $.01 per shareF1 | holding | — | — | — | 12,409 | I | See footnote | |
| Common Stock, par value $.01 per shareF2 | holding | — | — | — | 12,409 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $23.0328 | Feb 15, 2019 | M | 9,108 | A | — | — | Common Stock | 9,108 | 0 | D |
Explanation of responses
- F1Shares held by the Clarke H. Bailey GST Trust for the benefit of Trent S. Bailey.
- F2Shares held by the Clarke H. Bailey GST Trust for the benefit of Turner H. Bailey.
- F3This stock option, representing a right to purchase a total of 9,108 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the special distribution declared by the Board of Directors of the Issuer on September 15, 2014 and paid on November 4, 2014.