SEC Form 4 · accession 0001020569-19-000012
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest W Cloutier
Officer — EVP & Gen. Mgr, Int'l
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Jan 30, 2019 | M | 21,037 | $24.8037 | A | 72,411 | D | |
| Common Stock, par value $.01 per share | Jan 30, 2019 | S | 21,037 | $36.90 | D | 51,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $24.8037 | Jan 30, 2019 | M | 21,037 | D | — | Feb 13, 2024 | Common Stock | 21,037 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan which was approved and became effective as of July 30, 2018.
- F2This stock option, representing a right to purchase a total of 21,037 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the special distribution declared by the Board of Directors of the Company on September 15, 2014 and paid on November 4, 2014.