SEC Form 4 · accession 0001020569-18-000058
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent P Dauten
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | May 10, 2018 | M | 9,261 | $24.902 | A | 2,021,938 | D | |
| Common Stock, par value $.01 per share | May 10, 2018 | M | 9,108 | $23.033 | A | 2,031,046 | D | |
| Common Stock, par value $.01 per share | May 10, 2018 | M | 15,555 | $19.251 | A | 2,046,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $24.902 | May 10, 2018 | M | 9,261 | D | — | Jun 5, 2018 | Common Stock | 9,261 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $23.033 | May 10, 2018 | M | 9,108 | D | — | Jun 4, 2019 | Common Stock | 9,108 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $19.251 | May 10, 2018 | M | 15,555 | D | — | Jun 4, 2020 | Common Stock | 15,555 | 0 | D |
Explanation of responses
- F1This stock option, representing a right to purchase a total of 9,261 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the special distribution declared by the Board of Directors of the Issuer on September 15, 2014 and paid on November 4, 2014 (the "Special Distribution").
- F2This stock option, representing a right to purchase a total of 9,108 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the Special Distribution.
- F3This stock option, representing a right to purchase a total of 15,555 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the Special Distribution.