SEC Form 4 · accession 0001020569-18-000056
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clark H Bailey
Director
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Apr 27, 2018 | M | 9,261 | $24.902 | A | 160,855 | D | |
| Common Stock, par value $.01 per shareF1 | Apr 27, 2018 | S | 9,261 | $34.549 | D | 151,594 | D | |
| Common Stock, par value $.01 per shareF2 | holding | — | — | — | 12,409 | I | See footnote | |
| Common Stock, par value $.01 per shareF3 | holding | — | — | — | 12,409 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $24.902 | Apr 27, 2018 | M | 9,261 | D | — | Jun 5, 2018 | Common Stock | 9,261 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.540 to $34.564, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- F2Shares held by the Clarke H. Bailey GST Trust for the benefit of Trent S. Bailey.
- F3Shares held by the Clarke H. Bailey GST Trust for the benefit of Turner H. Bailey.
- F4This stock option, representing a right to purchase a total of 9,261 shares, is fully vested. The number of stock options granted includes previously reported adjustments effective on September 26, 2014 made in connection with the special distribution declared by the Board of Directors of the Issuer on September 15, 2014 and paid on November 4, 2014.