SEC Form 4 · accession 0001567619-18-002782
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine H Claiborne
Officer — Vice President & Asst. Secy
Period of report
Sep 17, 2018
Accepted (ET)
Sep 17, 2018 · 9:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 17, 2018 | A | 550 | $0.00 | A | 3,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awarded 550 restricted stock units. The restricted stock units vest on May 25, 2023, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.
- F2Includes 2,650 restricted stock units and 161 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment may be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.