SEC Form 5 · accession 0001140361-18-023332
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eddie N Moore Jr.
Director
Period of report
Mar 31, 2018
Accepted (ET)
May 14, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock-Dividend Reinvestment PlanF1 | Mar 31, 2018 | I | 493 | — | A | 3,813 | D | |
| Restricted Stock and restricted stock unitsF2 | holding | — | — | — | 13,924 | D | ||
| Common Stock | holding | — | — | — | 7,401 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired 4/1/17 through 3/31/18 in the Dividend Reinvestment Plan.
- F29,650 Restricted stock shares were granted for service as a director. Transfer of shares is prohibited and the shares may be forfeited to the Company unless certain specified conditions are met. Also includes 4,050 restricted stock units and 224 dividend equivalent units earned on the restricted stock units. The restricted stock units vest on the third anniversary of the award date, however, payment will be delayed until certain restrictions are met.