SEC Form 4 · accession 0001140361-17-026069
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George C Freeman III
Officer — Chairman, President & CEO · Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 26, 2017 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2017 | G | 460 | $0.00 | D | 226,156 | D | |
| Common StockF1 | Jun 16, 2017 | G | 225 | $0.00 | D | 225,931 | D | |
| Common StockF1 | Jun 20, 2017 | G | 155 | $0.00 | D | 225,776 | D | |
| Common StockF1 | Jun 22, 2017 | G | 228 | $0.00 | D | 225,548 | D | |
| Common Stock | holding | — | — | — | 200 | I | By oldest daughter | |
| Common Stock | holding | — | — | — | 200 | I | By youngest daughter | |
| Common Stock | holding | — | — | — | 200 | I | As UGMA custodian for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 95,963 restricted stock units and 15,054 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.