SEC Form 4/A · accession 0001140361-17-024378
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Preston Douglas Wigner
Officer — VP, General Counsel & Secy
Period of report
Jun 5, 2017
Accepted (ET)
Jun 7, 2017 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 5, 2017 | F | 2,265 | $67.00 | D | 39,466 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition of common stock to satisfy the tax withholding obligation upon vesting of restricted stock units and dividend units on the restricted stock units.
- F2Includes 19,300 restricted stock units and 1,604 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.
Remarks
This amendment was filed to correct the number of shares withheld for taxes. No new transactions were reported.