SEC Form 4 · accession 0001140361-17-023500
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George C Freeman III
Officer — Chairman, President & CEO · Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 2, 2017 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2017 | A | 12,800 | $0.00 | A | 236,619 | D | |
| Common Stock | holding | — | — | — | 200 | I | By Oldest Daughter | |
| Common Stock | holding | — | — | — | 200 | I | By Youngest Daughter | |
| Common Stock | holding | — | — | — | 200 | I | As UGMA custodian for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.
- F2Includes 113,313 restricted stock units and 18,709 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.