SEC Form 4 · accession 0001140361-16-082504
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H Foster Jr.
Director
Period of report
Oct 11, 2016
Accepted (ET)
Oct 11, 2016 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 11, 2016 | M | 445 | — | A | 445 | D | |
| Common Stock | Oct 11, 2016 | D | 445 | $57.0781 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred stock units 1 for 1F1 | — | Oct 11, 2016 | M | 445 | D | — | — | Common Stock | 445 | 572 | D |
Explanation of responses
- F1The deferred stock units were held under the outside director's deferred income plan. Each deferred stock unit was settled for cash based upon a fixed date payout election of the director pursuant to the terms of the plan.