SEC Form 4 · accession 0001140361-16-068762
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H Foster Jr.
Director
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jun 3, 2016 | S | 6,146 | $55.479 | D | 14,619 | D | |
| Common StockF2,F3,F4 | Jun 3, 2016 | S | 1,000 | $55.4535 | D | 13,619 | I | Owned by family trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.25 to $55.65 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.26 to $55.62 per share, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Includes 9,650 shares of restricted stock, 3,700 restricted stock units and 269 dividend equivalent units earned on the restricted stock units.
- F4Mr. Foster is the sole trustee of a family trust which held Universal Corporation stock.