SEC Form 4 · accession 0001140361-16-054481
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Preston Douglas Wigner
Officer — VP, General Counsel & Secy
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 9:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | M | 6,200 | $51.32 | A | 43,215 | D | |
| Common StockF1 | Feb 19, 2016 | D | 5,733 | $55.51 | D | 37,482 | D | |
| Common StockF1 | Feb 19, 2016 | F | 180 | $55.51 | D | 37,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $51.32 | Feb 19, 2016 | M | 6,200 | D | May 28, 2011 | May 28, 2018 | Common Stock | 6,200 | 0 | D |
Explanation of responses
- F1Includes 19,100 restricted stock units and 2,100 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.