SEC Form 4 · accession 0001140361-15-041372
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore G Broome
Other
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 10:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | S | 1,500 | $54.095 | D | 43,277 | D | |
| Common StockF1 | Nov 13, 2015 | S | 500 | $54.0125 | D | 42,777 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 15,900 restricted stock units and 1,657 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.