SEC Form 4 · accession 0001140361-15-037040
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H Foster Jr.
Director
Period of report
Oct 7, 2015
Accepted (ET)
Oct 7, 2015 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 7, 2015 | M | 482 | — | A | 20,136 | D | |
| Common StockF2 | Oct 7, 2015 | D | 482 | $49.201 | D | 19,654 | D | |
| Common StockF3 | holding | — | — | — | 1,000 | I | Owned by family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred stock units 1 for 1F1 | — | Oct 7, 2015 | M | 482 | D | — | — | Common Stock | 482 | 1,017 | D |
Explanation of responses
- F1The deferred stock units were held under the outside director's deferred income plan. Each deferred stock unit was settled for cash based upon a fixed date payout election of the director pursuant to the terms of the plan.
- F2Includes 9,650 shares of restricted stock, 3,700 restricted stock units and 158 dividend equivalent units earned on the restricted stock units.
- F3Mr. Foster is the sole trustee of a family trust which holds Universal Corporation stock.