SEC Form 4 · accession 0001140361-15-022845
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George C Freeman III
Officer — Chairman, President & CEO · Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | G | 200 | $0.00 | D | 218,053 | D | |
| Common Stock | Jun 1, 2015 | G | 200 | $0.00 | D | 217,853 | D | |
| Common Stock | Jun 1, 2015 | G | 200 | $0.00 | D | 217,653 | D | |
| Common StockF4 | Jun 1, 2015 | G | 1,000 | $0.00 | D | 216,653 | D | |
| Common Stock | Jun 1, 2015 | G | 200 | $0.00 | A | 200 | I | By oldest daughter |
| Common Stock | Jun 1, 2015 | G | 200 | $0.00 | A | 200 | I | By youngest daughter |
| Common Stock | Jun 1, 2015 | G | 200 | $0.00 | A | 200 | I | As UGMA custodian for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to his oldest daughter, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed as an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
- F2This transaction involved a gift of securities by the reporting person to his youngest daughter, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed as an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
- F3Transfer to reporting person as custodian for son under Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F4Includes 106,613 restricted stock units and 15,314 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however, payment will be delayed until termination of service if the individual is a covered employee under Code Section 162(m) on the date of vesting.