SEC Form 5 · accession 0001140361-15-016551
UNIVERSAL CORP /VA/ · UVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Adams Jr.
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 28, 2015 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102037
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock-Dividend Reinvestment PlanF1 | Mar 31, 2015 | I | 510 | — | A | 3,413 | D | |
| Common Stock | holding | — | — | — | 0 | D | ||
| Restricted Stock and Restricted Stock UnitsF2 | holding | — | — | — | 13,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired from 4/1/14 though 3/31/15 in the dividend reinvestment plan.
- F28,950 restricted stock shares were granted for service as a director. Transfer of shares is prohibited and the shares may be forfeited to the Company unless certain specified conditions are met. Also includes 4,000 restricted stock units and 262 dividend equivalent units earned on the restricted stock units. The restricted stock units vest of the third anniversary of the award date, however, payment will be delayed until certain restrictions are met.