SEC Form 4 · accession 0001209191-18-050143
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy L. Moore
Director
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $7.52 | Sep 5, 2018 | A | 24,324 | A | — | Sep 4, 2028 | Common Stock | 24,324 | 24,324 | D |
| Restricted Stock UnitsF2,F3,F4 | — | Sep 5, 2018 | A | 12,889 | A | — | — | Common Stock | 12,889 | 12,889 | D |
Explanation of responses
- F1The option shall vest in thirty six (36) equal monthly installments on each monthly anniversary of the transaction date.
- F2Not applicable.
- F3Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
- F4The restricted stock unit vests in three equal annual installments beginning on anniversary of the transaction date.