SEC Form 4 · accession 0001209191-18-049021
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Benjamin
Officer — Chief Medical Officer
Period of report
Aug 28, 2018
Accepted (ET)
Aug 30, 2018 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2018 | M | 50,000 | $4.72 | A | 50,000 | D | |
| Common Stock | Aug 28, 2018 | S | 50,000 | $7.5211 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $4.72 | Aug 28, 2018 | M | 50,000 | D | — | Aug 31, 2025 | Common Stock | 50,000 | 300,000 | D |
Explanation of responses
- F1One eighth (1/8th) of the shares subject to the Option shall vest six (6) months after July 13, 2015 and one forty-eighth (1/48th) of the share subject to the Option shall vest on each monthly anniversary thereafter.
- F2Not applicable.