SEC Form 4 · accession 0001209191-18-047165
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Benjamin
Officer — Chief Medical Officer
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | M | 35,416 | $4.33 | A | 35,416 | D | |
| Common Stock | Aug 14, 2014 | S | 35,416 | $7.2006 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to BUy)F2,F1 | $4.33 | Aug 14, 2018 | M | 35,416 | D | — | Feb 27, 2027 | Common Stock | 35,416 | 64,584 | D |
Explanation of responses
- F1One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.
- F2Not applicable.