SEC Form 4 · accession 0001209191-18-039312
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Daniel N Swisher Jr.
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 22, 2018 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $6.77 | Jun 6, 2018 | A | 20,466 | A | — | Jun 5, 2028 | Common Stock | 16,399 | 20,466 | D |
| Restricted Stock UnitF2,F3,F4 | — | Jun 6, 2018 | A | 12,758 | A | — | — | Common Stock | 10,223 | 12,758 | D |
Explanation of responses
- F1The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.
- F2Not applicable.
- F3Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
- F4The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.